ASC Brokersoft principals have a combined
50+ years in the Financial Services industry, with the majority
of time spent in Broker/Dealer system design, development and implementation including
Management from the project through the senior management level. All ASC principals
have
experience in reporting directly to Executive Management and Boards of Directors.
Creators of the first on-line service for a
Regional Broker/Dealer, it’s Registered Representatives,
managers and home office employees. The system delivers text publications, e-mail,
commission
and client transaction data and shareholder positions, trade confirmations, management
reports and allows for interactive clearing firm client account creation and remote
on-line Electronic Order Entry and P&S Blotter Reporting. Data sources include
Pershing,
DST, self-processing mutual fund companies, NSCC Networking and Variable Annuity
companies.
Creators of the industry’s first
Shareholder Statement CD-ROM product, which places
shareholder statement duplicate images on either CD or Internet/Intranet for the Branch
office and Registered Rep.
Creators of the first combined Mutual Fund
data download procedures and software to
receive daily shareholder financial and non-financial transaction data for a Regional
Broker/Dealer.
Extensive experience with the end user
population, ranging from the individual broker to large
100+ person offices. Software and help desk support, data delivery, end user software.
Established and managed working relationships with various portfolio and related software
system vendors for interface creation and data distribution.
Creators of a complete Broker/Dealer back
office commission accounting and management
reporting system, including both manual and automatic commission data feeds from a variety
of Product Sponsor systems and data sources.
Developers of a complete communication and
data distribution system to deliver transaction
data to subscribing offices and Reps.
Have completed development and
implementation of custom Compliance Reporting systems
for Broker Dealer clients and currently provide consulting and management to various
Broker/Dealers.
In addition, ASC are the developers
and providers of proprietary Windows based software for the
Securities industry for data translation, storage and reporting and analysis using PC
Language and
RAD tools and ODBC Database connectivity.
ASC provide consulting services
ranging from advice, survey research and analysis to software design,
development and implementation for a variety of Broker Dealer clients from small to large.
ASC is the provider of choice for a
number of Broker Dealers in addressing their needs for a unified
solution to the Broker Dealer's need for Consolidated Client Statements, Database
Management and
Financial Data Repository, Sales and Compliance Reporting and custom software development
and enhancements.
ASC provides the technology advice,
consulting, tools and support that help the Broker Dealer
compete in an ever more competitive environment, where technology is a key factor to
success.